Legal Advice & Guidance
Practical legal advice and regulatory guidance for financial technology companies, financial institutions, and technology businesses navigating complex regulatory environments
Practical Guidance
Actionable advice on key regulatory and compliance topics
Regulatory Change Management
How to establish effective processes for monitoring and implementing regulatory changes in your organisation.
Compliance Program Design
Best practices for designing and implementing comprehensive compliance programmes for fintech companies.
Risk Assessment Frameworks
Practical guidance on developing risk assessment frameworks for financial technology operations.
Vendor Due Diligence
Step-by-step approach to conducting due diligence on third-party service providers and technology vendors.
Regulatory Compliance
Comprehensive guide to obtaining FCA authorisation for fintech companies, including timelines, documentation requirements, and common pitfalls.
Analysis of PSD2 requirements for payment service providers, including strong customer authentication and open banking obligations.
Detailed examination of e-money licensing requirements, capital adequacy, and safeguarding obligations under EMD2.
Practical guidance on meeting FCA Consumer Duty requirements, including fair value assessments and consumer support.
Crypto & Digital Assets
Practical guidance on cryptoasset service provider registration, including AML controls and operational requirements.
Strategic advice on preparing for Markets in Crypto-Assets Regulation, including token classification and licensing requirements.
Analysis of legal and regulatory challenges in decentralized finance, including smart contract liability and governance issues.
Examination of stablecoin regulatory requirements under UK and EU frameworks, including reserve requirements and redemption rights.
Data Protection
Comprehensive guide to UK GDPR compliance for financial technology companies, including data mapping and privacy by design.
Step-by-step guidance on conducting DPIAs for high-risk processing activities in financial services.
Analysis of international data transfer mechanisms following Brexit, including adequacy decisions and standard contractual clauses.
Practical framework for handling data subject access requests, erasure requests, and other GDPR rights in fintech.
AI & Technology
Examination of emerging AI governance frameworks, including the EU AI Act and algorithmic accountability requirements.
Analysis of legal issues in ML model development and deployment, including bias, explainability, and liability.
Guidance on implementing compliant algorithmic decision-making systems in financial services.
Framework for conducting AI risk assessments in financial technology, covering operational, legal, and reputational risks.
Downloadable Resources Available Now
Access comprehensive toolkits, compliance frameworks, and regulatory guides on the Resources page
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