Know-How & Resources
Comprehensive legal guides, practical checklists, and templates to support your regulatory compliance and legal operations
Legal Guides
In-depth guides on key regulatory and compliance topics
Complete Guide to FCA Authorization
Comprehensive guide to obtaining FCA authorisation for payment institutions, e-money institutions, and investment firms.
Cryptoasset Service Provider Registration
Detailed walkthrough of the CASP registration process with the FCA, including AML controls and operational requirements.
GDPR Compliance for Fintech Companies
Practical guide to UK GDPR compliance for financial technology companies, including data mapping and privacy by design.
AI Governance Framework Implementation
Framework for implementing AI governance in financial services, covering risk assessment and algorithmic accountability.
Open Banking Compliance Checklist
Comprehensive checklist for open banking compliance under PSD2, including API security and data protection.
Payment Institution Licensing Guide
Guide to payment institution licensing under the Payment Services Regulations, including capital requirements.
Comprehensive Resources Available
Visit the Resources page to access downloadable toolkits, compliance guides, and regulatory frameworks that are available now